Amal Benbrahim

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-15
NY	RA	APPROVED	2021-08-03
NJ	RA	APPROVED	2016-10-14

FL RA
APPROVED

Since 2022-06-15
NY RA
APPROVED

Since 2021-08-03
NJ RA
APPROVED

Since 2016-10-14

Branch Locations

200 Broadhollow Road, Melville, NY 11747 • United States

Boynton Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Melville	NY	05/2009	10/2016
Astoria Bank	Whitestone	NY	10/2016	02/2022
Lpl Financial Llc	Melville	NY	10/2016	Present

05/2009 → 10/2016

Wells Fargo Advisors Llc

Melville, NY
10/2016 → 02/2022

Astoria Bank

Whitestone, NY
10/2016 → Present

Lpl Financial Llc

Melville, NY

Previous Registrations

2005-09-30 → 2016-10-17

Wells Fargo Clearing Services, Llc

Melville, NY

Melville, NY

Melville, NY
1999-03-31 → 2005-09-07

Chase Investment Services Corp.

Babylon, NY

Other Businesses

1. 10/11/2017 - STERLING WEALTH SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2017 - 170 Hours Per Month During Securities Trading. 2. 11/5/2018 - AMAL Wealth Services Corp. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:10/25/2018 - 160 Hours Per Month/160 Hours During Trading. 3. 09/02/2021 - Webster Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/02/2021.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-05
S63	Uniform Securities Agent State Law Examination	1988-08-18

S65 Uniform Investment Adviser Law Examination

1997-11-05
S63 Uniform Securities Agent State Law Examination

1988-08-18

View on SEC IAPD