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Stephen Patrick Murphy

Wells Fargo Advisors Financial Network, LLC

Melville, NY

CRD 1861075

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-28
  • NY RA
    APPROVED
    Since 2021-07-28

Branch Locations

401 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Garden City NY 08/2010 11/2016
Stifel Nicolaus & Co Inc Garden City NY 08/2018 Present
Timeshare Exit Team New York NY 11/2016 05/2017
Murph's Bloody Mary Mix Company New York NY 05/2017 Present
Wells Fargo Advisors Financial Network, Llc Melville NY 07/2021 Present
  • 08/2010 → 11/2016
    Stifel Nicolaus & Co Inc
    Garden City, NY
  • 08/2018 → Present
    Stifel Nicolaus & Co Inc
    Garden City, NY
  • 11/2016 → 05/2017
    Timeshare Exit Team
    New York, NY
  • 05/2017 → Present
    Murph's Bloody Mary Mix Company
    New York, NY
  • 07/2021 → Present
    Melville, NY
Previous Registrations
Other Businesses

THE MURPH'S FAMOUS, LLC; NOT INVESTMENT RELATED; ROCKVILLE CENTRE,NY; 44.78% OWNERSHIP; START DATE 01/01/2007; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; NON-ALCOHOLIC DRINK MIXTURE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-10-24
  • S63 Uniform Securities Agent State Law Examination
    1988-10-24
Other Names
  • Stephen Patrick Murphy

View on SEC IAPD

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