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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Garden City | NY | 08/2010 | 11/2016 |
| Stifel Nicolaus & Co Inc | Garden City | NY | 08/2018 | Present |
| Timeshare Exit Team | New York | NY | 11/2016 | 05/2017 |
| Murph's Bloody Mary Mix Company | New York | NY | 05/2017 | Present |
| Wells Fargo Advisors Financial Network, Llc | Melville | NY | 07/2021 | Present |
THE MURPH'S FAMOUS, LLC; NOT INVESTMENT RELATED; ROCKVILLE CENTRE,NY; 44.78% OWNERSHIP; START DATE 01/01/2007; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; NON-ALCOHOLIC DRINK MIXTURE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-10-24 |
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