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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-04-28 |
Branch Locations
One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES
One Federal Street 19Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Boston | MA | 09/2010 | 04/2017 |
| Moors & Cabot Inc | Boston | MA | 04/2017 | Present |
Board Member - MIT Sloan Alumni Association of Boston - no compensation Author of Childrens Book-"The Little Floof's Book of Money", 5-10 hours, Compensation TBD (to be availble on Amazon).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-15 |
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