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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-25
TX RA APPROVED_RES 2025-03-20
  • AZ RA
    APPROVED
    Since 2025-03-25
  • TX RA
    APPROVED_RES
    Since 2025-03-20

Branch Locations

Green Valley, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Green Valley AZ 04/2006 06/2023
Lpl Financial Green Valley AZ 03/2025 Present
Retired Green Valley AZ 07/2023 02/2025
  • 04/2006 → 06/2023
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Green Valley, AZ
  • 03/2025 → Present
    Lpl Financial
    Green Valley, AZ
  • 07/2023 → 02/2025
    Retired
    Green Valley, AZ
Previous Registrations
  • 2010-08-27 → 2023-06-27
    Plymouth, MN
    Apple Valley, MN
    Sahuarita, AZ
Other Businesses

1- 03/2025 / Sound Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 03/2025 / SOUKUP FINANCIAL HOLDINGS, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 16 hrs mth / Start date: 01/01/2025

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-11-21
  • S63 Uniform Securities Agent State Law Examination
    1988-11-21
Designations
Other Names
  • John M Soukup

View on SEC IAPD

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