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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-25 |
| TX | RA | APPROVED_RES | 2025-03-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Green Valley | AZ | 04/2006 | 06/2023 |
| Lpl Financial | Green Valley | AZ | 03/2025 | Present |
| Retired | Green Valley | AZ | 07/2023 | 02/2025 |
1- 03/2025 / Sound Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 03/2025 / SOUKUP FINANCIAL HOLDINGS, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 16 hrs mth / Start date: 01/01/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-11-21 |
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