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Francisco Javier Granados

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

CRD 1861010

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2005-08-18
TX RA APPROVED_RES 2004-07-26
  • FL RA
    APPROVED
    Since 2005-08-18
  • TX RA
    APPROVED_RES
    Since 2004-07-26

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 06/1988 Present
Bank Of America, N.A. Miami FL 04/2017 Present
Other Businesses

I*458660, Entity Type: Entity For Profit, Name of OBA: el compound homeowners association inc, Address: miami, Florida 33143, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 05/27/2015, No Hours: 0, No Hours during trading: 0, Duties: LLC HOA that owns the private street where i live. There are four houses one owned by me another by my sister and brother in law and two other residents.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-12
S63 Uniform Securities Agent State Law Examination 1988-10-17
  • S65 Uniform Investment Adviser Law Examination
    2005-09-12
  • S63 Uniform Securities Agent State Law Examination
    1988-10-17
Other Names
  • Francisco Javier (Jr) Granados

View on SEC IAPD

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