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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-15
FL RA APPROVED 2016-09-06
  • TX RA
    APPROVED_RES
    Since 2018-05-15
  • FL RA
    APPROVED
    Since 2016-09-06

Branch Locations

600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Miami FL 11/2008 09/2016
Raymond James & Associates, Inc. Miami FL 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-16
S63 Uniform Securities Agent State Law Examination 1988-09-06
  • S65 Uniform Investment Adviser Law Examination
    2002-10-16
  • S63 Uniform Securities Agent State Law Examination
    1988-09-06

View on SEC IAPD

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