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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-05-20 |
| IN | RA | APPROVED | 2025-09-25 |
| AZ | RA | APPROVED | 2024-09-11 |
| GA | RA | APPROVED | 2024-03-04 |
| VA | RA | APPROVED | 2022-02-18 |
| MD | RA | APPROVED | 2022-02-01 |
| SC | RA | APPROVED | 2021-07-16 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2019-05-21 |
| NC | RA | APPROVED | 2018-10-01 |
| NM | RA | APPROVED | 2018-07-13 |
| VT | RA | APPROVED | 2018-07-09 |
| FL | RA | APPROVED | 2012-11-08 |
| PA | RA | APPROVED | 2012-03-23 |
| KY | RA | APPROVED | 2007-07-13 |
| NJ | RA | APPROVED | 2004-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Randolph | NJ | 07/2007 | 09/2016 |
| Park Avenue Securities Llc | Randolph | NJ | 07/2007 | 09/2016 |
| Guardian Life Insurance | Ledgewood | NJ | 09/2016 | Present |
| Park Avenue Securities | Ledgewood | NJ | 09/2016 | Present |
| Guardian Life Insurance | Holmdel | NJ | 10/2019 | 04/2021 |
| Park Avenue Securities | Holmdel | NJ | 10/2019 | 04/2021 |
1. Rotary Club-Meet for lunch once per week to network, Start: 04/01/2010, Address: Rt. 206 Newton, NJ 07960, 4 bus hrs per month, Not investment related, 2. Insurance sales-Life, health, disability and long-term care insurance. Fixed rate annuities,. Start: 12/01/1994, Address: 410 Route 10, Suite 212 Ledgewood, NJ 07852, Hrs per month - Tot/Bus: 20/5, Investment related, 3) Executor and Durable Power of attorney-mother, Start: 02/15/2024, Address: 7 Brecia Court Lafayette, NJ 07848, 0 total hours per month, Investment related, No annual compensation, 4) Executor and Durable Power of attorney-sister, Start: 06/30/2023, Address: 7 Brecia Court Lafayette, NJ 07848, 0 total hours per month, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
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