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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-22
PA RA APPROVED 2005-07-29
  • NJ RA
    APPROVED
    Since 2025-05-22
  • PA RA
    APPROVED
    Since 2005-07-29

Branch Locations

One Pitcairn Place 165 Township Line Road, Suite 2300, Jenkintown, PA 19046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Jenkingtown PA 11/2002 Present
Other Businesses

Maya Praizner Estate. The Executor of my mother's estate. In the process of Liquidating. One hour per month. K.K.L 6/A K.Mozkin Israel.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-24
S63 Uniform Securities Agent State Law Examination 1993-01-29
  • S65 Uniform Investment Adviser Law Examination
    1994-10-24
  • S63 Uniform Securities Agent State Law Examination
    1993-01-29

View on SEC IAPD

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