Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-06 |
| CA | RA | APPROVED | 2023-02-03 |
Branch Locations
101 California Street 23Rd Floor, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westhoff Cone & Holmstedt | Walnut Creet | CA | 07/1991 | 01/2020 |
| Axa Advisors, Llc | New York | NY | 01/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2020 | 01/2023 |
| Morgan Stanley | San Francisco | CA | 01/2023 | Present |
*540452 - Self, Investment related - No, Mill Valley, California; pet care services; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 4; Labor/Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-22 |
Reach out to this advisor