Michael John Asseng

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Deer Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metropolitan Life Insurance Company	Melville	NY	10/1987	03/2017
Metlife Securities Inc.	Melville	NY	10/1987	03/2017
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	Present
Mml Investors Services, Llc	East Hills	NY	03/2017	Present

10/1987 → 03/2017

Metropolitan Life Insurance Company

Melville, NY
10/1987 → 03/2017

Metlife Securities Inc.

Melville, NY
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY

Other Businesses

Independent Insurance Agent - from business address - Disability Fixed Annuities Life/Accident/Health - 2 security hours and 0 non security hours - since 12/2016

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-11-02

S63 Uniform Securities Agent State Law Examination

1990-11-02

View on SEC IAPD