Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Deer Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Melville NY 10/1987 03/2017
Metlife Securities Inc. Melville NY 10/1987 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc East Hills NY 03/2017 Present
  • 10/1987 → 03/2017
    Metropolitan Life Insurance Company
    Melville, NY
  • 10/1987 → 03/2017
    Metlife Securities Inc.
    Melville, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    East Hills, NY
Other Businesses

Independent Insurance Agent - from business address - Disability Fixed Annuities Life/Accident/Health - 2 security hours and 0 non security hours - since 12/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-02
  • S63 Uniform Securities Agent State Law Examination
    1990-11-02

View on SEC IAPD

More in East Hills, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor