Scott P Richardson

Current Employers

Richardson Capital Management, Llc

W134 N8688 Executive Parkway, Menomonee Falls, WI 53051 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-30
WI	RA	APPROVED	2004-05-18

FL RA
APPROVED

Since 2025-09-30
WI RA
APPROVED

Since 2004-05-18

Branch Locations

Naples, FL • United States

W134 N8688 Executive Parkway, Menomonee Falls, WI 53051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richardson Financial Group, Inc.	Menomone Falls	WI	03/1999	Present
Richardson Capital Management, Llc	Menomonee Falls	WI	04/2004	Present

03/1999 → Present

Richardson Financial Group, Inc.

Menomone Falls, WI
04/2004 → Present

Richardson Capital Management, Llc

Menomonee Falls, WI

Previous Registrations

2000-05-08 → 2004-07-12

First Heartland Consultants, Inc.

Memomonee Falls, WI

Other Businesses

Richardson Financial Group, Inc.; not investment-related; W134 N8688 Executive Parkway, Menomonee Falls, WI 53051; insurance; President; started 03/1999; approximately 5 hours per month, all during securities trading hours; analyze and make recommendations regarding life, disability and long term care insurance.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-06-14
S65	Uniform Investment Adviser Law Examination	1998-02-03

S63 Uniform Securities Agent State Law Examination

1999-06-14
S65 Uniform Investment Adviser Law Examination

1998-02-03

Designations

Other Names

Scott P Richardson
Scott Patrick Richardson

View on SEC IAPD