Scott P Richardson

Employer firm

Richardson Capital Management, LLC CRD 130985

$582M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• ANALYSIS OF EXISTING PORTFOLIOS AND ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → Present
  Richardson Financial Group, Inc.
  Menomone Falls, WI
• 04/2004 → Present
  Richardson Capital Management, Llc
  Menomonee Falls, WI

Previous Registrations

• 2000-05-08 → 2004-07-12
  First Heartland Consultants, Inc.
  Memomonee Falls, WI

Other Businesses

Richardson Financial Group, Inc.; not investment-related; W134 N8688 Executive Parkway, Menomonee Falls, WI 53051; insurance; President; started 03/1999; approximately 5 hours per month, all during securities trading hours; analyze and make recommendations regarding life, disability and long term care insurance.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-06-14
• S65 Uniform Investment Adviser Law Examination
  1998-02-03

Designations

• Chartered Financial Consultant

Other Names

• Scott P Richardson
• Scott Patrick Richardson