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James Patrick Mellin

Equitable Advisors, LLC

Nashville, TN

New York, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-04
NY RA APPROVED 2021-05-18
NM RA APPROVED 2014-10-08
TX RA APPROVED_RES 2014-10-08
  • TN RA
    APPROVED
    Since 2025-11-04
  • NY RA
    APPROVED
    Since 2021-05-18
  • NM RA
    APPROVED
    Since 2014-10-08
  • TX RA
    APPROVED_RES
    Since 2014-10-08

Branch Locations

Nashville, TN • United States

1345 Ave Of The Americas, New York, NY 10105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

INDEPENDENT AGENT THROUGH PRINCIPAL, START 1/2000, NO DUTIES, NO TIME SPENT, RECEIVING DISABILITY RENEWAL INCOME ONLY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-22
S63 Uniform Securities Agent State Law Examination 1988-08-23
  • S65 Uniform Investment Adviser Law Examination
    1999-05-22
  • S63 Uniform Securities Agent State Law Examination
    1988-08-23
Other Names
  • Jim Mellin
  • James P Mellin
  • James P Mullin

View on SEC IAPD

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