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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-06-18 |
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
51 E Campbell Ave Ste 107F, Campbell, CA 95008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Campbell | CA | 09/1994 | Present |
| King Wealth Planning, Inc | Campbell | CA | 09/1994 | 03/2025 |
| Pence Financial Group | San Jose | CA | 03/2025 | Present |
1. 4/5/2004: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - FIXED INSURANCE. 2 01/28/2025 - Pence Financial Group LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/23/2025 - 160 Hrs/Mth - 100 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-29 |
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