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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-03-29 |
| TX | RA | APPROVED_RES | 2023-08-02 |
Branch Locations
4703 Boardwalk Dr Bldg B Ste 1, Fort Collins, CO 80525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 07/1998 | 08/2023 |
| Ohio National Life Insurance | Cincinnati | OH | 12/1999 | 08/2023 |
| The O.N. Equity Sales Company | Cincinnati | OH | 05/2001 | 08/2023 |
| Lpl Financial Llc | Fort Collins | CO | 08/2023 | Present |
1) 7/2023- RETIREMENT & ESTATE ADVISORS- DBA for LPL Business (entity for LPL business) - Inv. Related- At reported business location(s) 2) 7/2023- MACKEY FINANCIAL SERVICES LLC - Non-Variable Insurance- Agent selling Life, Health, Disability, Long Term Care, Fixed Annuities - Inv. Related- Fort Collins, CO - start date 9/1/1994- 40hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-23 |
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