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Daniel Oliver Mackey

LPl Financial LLC

Fort Collins, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-03-29
TX RA APPROVED_RES 2023-08-02
  • CO RA
    APPROVED
    Since 2024-03-29
  • TX RA
    APPROVED_RES
    Since 2023-08-02

Branch Locations

4703 Boardwalk Dr Bldg B Ste 1, Fort Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 07/1998 08/2023
Ohio National Life Insurance Cincinnati OH 12/1999 08/2023
The O.N. Equity Sales Company Cincinnati OH 05/2001 08/2023
Lpl Financial Llc Fort Collins CO 08/2023 Present
  • 07/1998 → 08/2023
    Principal Life Insurance Company
    Des Moines, IA
  • 12/1999 → 08/2023
    Ohio National Life Insurance
    Cincinnati, OH
  • 05/2001 → 08/2023
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 08/2023 → Present
    Fort Collins, CO
Previous Registrations
  • 2005-12-02 → 2023-08-02
    Ft Collins, CO
  • 2003-09-03 → 2007-06-19
    Rea Capital Management, Llc
  • 2003-09-03 → 2003-12-31
    Rea Capital Management, Llc
    Ft. Collins, CO
Other Businesses

1) 7/2023- RETIREMENT & ESTATE ADVISORS- DBA for LPL Business (entity for LPL business) - Inv. Related- At reported business location(s) 2) 7/2023- MACKEY FINANCIAL SERVICES LLC - Non-Variable Insurance- Agent selling Life, Health, Disability, Long Term Care, Fixed Annuities - Inv. Related- Fort Collins, CO - start date 9/1/1994- 40hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-28
S63 Uniform Securities Agent State Law Examination 1988-08-23
  • S65 Uniform Investment Adviser Law Examination
    2000-02-28
  • S63 Uniform Securities Agent State Law Examination
    1988-08-23
Other Names
  • Dan Mackey

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