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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-23
AR RA APPROVED 2007-12-18
  • TX RA
    APPROVED_RES
    Since 2013-04-23
  • AR RA
    APPROVED
    Since 2007-12-18

Branch Locations

409 W Poplar St, Rogers, AR 72756 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Self-Employed Rogers AR 08/1992 Present
Brokers International Financial Svcs, Llc Rogers AR 08/2006 Present
  • 08/1992 → Present
    Self-Employed
    Rogers, AR
  • 08/2006 → Present
    Brokers International Financial Svcs, Llc
    Rogers, AR
Previous Registrations
Other Businesses

1.INDEPENDENT INSURANCE AGENT;YES;409 W POPLAR STREET ROGERS, AR 72756;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;1/2004;48;48;SALE OF FIXED INSURANCE PRODUCTS 2.OZARK TAX ADVISORY;NO;409 W POPLAR STREET ROGERS, AR 72756;DBA;OWNER;01/2004;32;32;DBA FOR TAX PREP & PLANNING AND BOOKKEEPING 3.OZARK FINANCIAL SERVICES OF NWA, INC.;YES;409 W POPLAR STREET ROGERS, AR 72756;DBA;OWNER;1/1992;160;160;DBA FOR INSURANCE AND SECURITIES SALES 4.R&E EVANS PROPERTIES, LLC;NOT INVESTMENT RELATED;409 W POPLAR STREET ROGERS, AR 72756;REAL ESTATE;OWNER;01/30/20122 HOURS PER MONTH; 0 HOURS DURING SECURITIES OFFICE HOURS;RENTAL PROPERTY OWNERSHIP & MANAGEMENT. COMPLETE REPAIRS, WHEN NEEDED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-14
S63 Uniform Securities Agent State Law Examination 1988-08-03
  • S65 Uniform Investment Adviser Law Examination
    2000-11-14
  • S63 Uniform Securities Agent State Law Examination
    1988-08-03
Designations
Other Names
  • Raymond Arthur Evans
  • Ray Evans
  • Raymond Arthur Evans
  • Raymond Arthur Evans

View on SEC IAPD

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