Kevin Christopher Griffin

Current Employers

I3 Investment Partners, Llc

550 Mallory Way Suite 115, Carson City, NV 89701 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-03-24

NV RA
APPROVED

Since 2025-03-24

Branch Locations

550 Mallory Way Suite 115, Carson City, NV 89701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc	New York	NY	10/2013	11/2016
National Securities Corp	New York	NY	11/2016	11/2019
National Asset Mangement	New York	NY	11/2016	11/2019
I3 Investment Partners Llc	Carson City	NV	12/2019	Present

10/2013 → 11/2016

Citigroup Global Markets Inc

New York, NY
11/2016 → 11/2019

National Securities Corp

New York, NY
11/2016 → 11/2019

National Asset Mangement

New York, NY
12/2019 → Present

I3 Investment Partners Llc

Carson City, NV

Previous Registrations

2022-02-08 → 2024-12-31

I3 Investment Partners, Llc

Carson City, NV

New York, NY
2016-12-15 → 2019-11-22

B. Riley Wealth Advisors, Inc.

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-09
S63	Uniform Securities Agent State Law Examination	2004-04-05
S65	Uniform Investment Adviser Law Examination	1993-03-05

S66 Uniform Combined State Law Examination

2011-02-09
S63 Uniform Securities Agent State Law Examination

2004-04-05
S65 Uniform Investment Adviser Law Examination

1993-03-05

View on SEC IAPD

Current Employers

I3 Investment Partners, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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