Jay Martin Desimone

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → Present
  Desimone Financial & Insurance Services
  Roseville, CA
• 08/2009 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 10/2022
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 10/2022
  Cetera Advisors Llc
  Rocklin, CA
• 10/2022 → Present
  Lpl Financial Llc
  Rocklin, CA

Previous Registrations

• 2020-11-12 → 2022-10-12
  Cetera Investment Advisers Llc
  Lincoln, CA
  Rocklin, CA
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Roseville, CA
  Lincoln, CA
• 2009-09-01 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  San Diego, CA
  Rocklin, CA
• 2009-01-22 → 2009-09-17
  Msi Financial Services, Inc.
  Roseville, CA
  Sacramento, CA
• 2005-09-20 → 2008-04-16
  Bcn Financial, Inc.
  Roseville, CA
• 2004-04-08 → 2005-10-19
  Bcn Financial
  Roseville, CA

Other Businesses

1)10/05/2022 - Desminoe Financial and Insurance Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/1998

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-23
• S63 Uniform Securities Agent State Law Examination
  2003-02-18

Other Names

• Jay Martin Desimone