Paul Matthew Sypher

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1988 → Present
  Prudential Insurance Company Of America
  Ithaca, NY
• 08/1988 → 11/2024
  Pruco Securities, Llc.
  Ithaca, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Ithaca, NY

Previous Registrations

• 2014-02-06 → 2024-11-14
  Pruco Securities, Llc.
  Cortland, NY
  Cortland, NY
  Ithaca, NY
  Ithaca, NY
  Cortland, NY

Other Businesses

1) 09/04/2024- Talcott Resolution-Non-Variable Insurance-Servicing existing annuity contracts for clients who have an annuity through Talcott. Service only.- INV Related- At Ithaca, NY- Start 08/16/2024- 1 HRS MTH- 1 HRS During Trading 2) 09/04/2024- National Life Insurance Company- Non-Variable Insurance- Sell and service fixed annuity contracts outside the normal platform for some situations.- INV Related- At Ithaca, NY- Start 12/15/2023- 1 HRS MTH- 1 HRS During Trading 3) 09/04/2024-Barbara Sypher- Act in a Fiduciary Capacity- Not INV Related- At Ithaca, NY- Start date 08/02/2007-5 HRS MTH- 4 HRS During Trading 4) 09/04/2024- Grace Christian Fellowship- Non-Profit Board Member- Serve as a board member on this non profit.- Not INV Related- At Ithaca, NY- Start date 01/01/2022-5 HRS MTH- 1 HRS During Trading 5) 09/04/2024- First Symetra National Life Insurance Company of NY through NestEgg Builders brokerage- Non-Variable Insurance- Providing fixed annuity contracts that might otherwise not be available on the platform- INV Related- At Ithaca, NY- Start date 08/08/2022- 1 HRS MTH- 1 HRS During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-13
• S63 Uniform Securities Agent State Law Examination
  1988-07-25

Designations

• Certified Financial Planner
• Chartered Financial Consultant