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Current Employers
Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-20
  • OH RA
    APPROVED
    Since 2019-06-20

Branch Locations

Rosemount, MN • United States

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Touchstone Securities Inc Cincinnati OH 06/2010 Present
Ifs Financial Services Cincinnati OH 06/2010 Present
  • 06/2010 → Present
    Touchstone Securities Inc
    Cincinnati, OH
  • 06/2010 → Present
    Ifs Financial Services
    Cincinnati, OH
Other Businesses

1) Name of other business: Tim Bray; Not investment related; Address of other business: Rosemount, MN 55068; Nature of other business: Officiate a wedding occasionally; Position: Ministerial - performing wedding; Start date: 9/30/2022; Approximate number of hours per month: 0-4; Approximate number of hours per month during trading hours: 0; Duties include: Officiate a wedding. 2) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-18
S63 Uniform Securities Agent State Law Examination 1992-01-29
  • S65 Uniform Investment Adviser Law Examination
    2019-07-18
  • S63 Uniform Securities Agent State Law Examination
    1992-01-29
Other Names
  • Tim Bray

View on SEC IAPD

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