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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-06-20 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Touchstone Securities Inc | Cincinnati | OH | 06/2010 | Present |
| Ifs Financial Services | Cincinnati | OH | 06/2010 | Present |
1) Name of other business: Tim Bray; Not investment related; Address of other business: Rosemount, MN 55068; Nature of other business: Officiate a wedding occasionally; Position: Ministerial - performing wedding; Start date: 9/30/2022; Approximate number of hours per month: 0-4; Approximate number of hours per month during trading hours: 0; Duties include: Officiate a wedding. 2) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-29 |
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