Thomas Michael Gale

Current Employers

Employment History

• 03/2008 → Present
  Thomas M. Gale
  Conshohocken, PA
• 09/2015 → 09/2019
  Summit Brokerage Services
  Glenolden, PA
• 09/2019 → Present
  Cetera Wealth Services, Llc
  Glen Mills, PA
• 10/2015 → Present
  Cetera Investment Advisers Llc
  Glenolden, PA

Previous Registrations

• 2014-05-27 → 2015-11-13
  J P Turner & Company Capital Management, Llc
  Glenolden, PA
• 2012-08-31 → 2014-05-30
  Realta Investment Advisors, Inc
  Wilmington, DE
• 2009-05-01 → 2012-05-14
  Cetera Wealth Services, Llc
  King Of Prussia, PA

Other Businesses

(1) THOMAS M. GALE; SINCE 10/1989; 254 BARREN HILL RD, CONSHOHOCKEN, PA 19428; AGENT; ANALYZE CLIENTS NEEDS BASED UPON TOTAL FINANCIAL PICTURE AND MAKE APPROPRIATE RECOMMENDATIONS. 80 HOURS SPENT ON ACTIVITY PER MONTH, 4 HOURS DURING TRADING HOURS (2) BARREN HILL ADVISORS; SINCE 05/12/2012; 254 BARREN HILL RD, CONSHOHOCKEN, PA 19428; OWNER; Provide insurance solutions with the products of life insurance, disability and long term care. 80 HOURS SPENT ON ACTIVITY PER MONTH, 3 HOURS SPENT ON ACTIVITY DURING TRADING HOURS (3) ROYCROFT FINANCIAL GROUP; SINCE 05/05/2014; SAME AS BRANCH ADDRESS; REGISTERED REPRESENTATIVE; Provide securities and investment related services to clients. 80 HOURS SPENT ON ACTIVITY PER MONTH, 80 HOURS SPENT ON ACTIVITY DURING TRADING HOURS (4) NAME OF OTHER BUSINESS: THOMAS GALE; INVESTMENT RELATED: NO; ADDRESS: 614 PLUM STREET CAPE CHARLES, VA 23310; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPOND TO MAINTENANCE, UPGRADE REQUESTS, MANAGE UTILITY SERVICES AND REPAIRS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-07-19