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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-19 |
| MN | RA | APPROVED | 2024-01-30 |
| TX | RA | APPROVED | 2024-01-30 |
Branch Locations
11272 86Th Ave N., Suite B, Maple Grove, MN 55369 • United States
Cape Coral, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc. | Maple Grove | MN | 08/2005 | 01/2024 |
| Financial Dimensions Group, Inc. | Maple Grove | MN | 08/2005 | 01/2024 |
| Lpl Financial Llc | Maple Grove | MN | 01/2024 | Present |
1)01/23/2024 - 11272 PARTNERS, LLC - Business Entity For BUILDING OWNERSHIP - Non-Inv Rel - At Reported Business Address - Start: 05/2005 - 6 hr/mth 2)01/23/2024 - CHEETO'S CHILLAX VILLA LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 06/2023 3)01/23/2024 - M2 FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2022 - 160 Hr/Mth 4)01/23/2024 - SCHULER, MATHESON, PIAS & ASSOC - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start: 01/2002 - 5 Hr/Mth 5)01/23/2024 - Non-Variable Insurance - UNIVERSAL - TERM - FIXED SECOND TO DIE - FIXED INDEX UL - Inv Rel - At Reported Business Location(s) - Start: 02/2024 - 5 Hr/Mth 6)01/23/2024 - PACK UP THE KIDS, LLC - Real Estate Rental - Inv Rel - Plymouth, MN - Start: 02/2002 7) 02/07/2024 - The Michael Matheson Group - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/31/24 - 0 Hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-11 |
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