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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-19
MN RA APPROVED 2024-01-30
TX RA APPROVED 2024-01-30
  • FL RA
    APPROVED
    Since 2024-09-19
  • MN RA
    APPROVED
    Since 2024-01-30
  • TX RA
    APPROVED
    Since 2024-01-30

Branch Locations

11272 86Th Ave N., Suite B, Maple Grove, MN 55369 • United States

Cape Coral, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc. Maple Grove MN 08/2005 01/2024
Financial Dimensions Group, Inc. Maple Grove MN 08/2005 01/2024
Lpl Financial Llc Maple Grove MN 01/2024 Present
  • 08/2005 → 01/2024
    Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc.
    Maple Grove, MN
  • 08/2005 → 01/2024
    Financial Dimensions Group, Inc.
    Maple Grove, MN
  • 01/2024 → Present
    Maple Grove, MN
Previous Registrations
  • 2007-06-21 → 2024-02-05
    Financial Dimensions Group, Inc.
    Maple Grove, MN
  • 2016-07-27 → 2024-02-01
    Maple Grove, MN
    Maple Grove, MN
Other Businesses

1)01/23/2024 - 11272 PARTNERS, LLC - Business Entity For BUILDING OWNERSHIP - Non-Inv Rel - At Reported Business Address - Start: 05/2005 - 6 hr/mth 2)01/23/2024 - CHEETO'S CHILLAX VILLA LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 06/2023 3)01/23/2024 - M2 FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2022 - 160 Hr/Mth 4)01/23/2024 - SCHULER, MATHESON, PIAS & ASSOC - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start: 01/2002 - 5 Hr/Mth 5)01/23/2024 - Non-Variable Insurance - UNIVERSAL - TERM - FIXED SECOND TO DIE - FIXED INDEX UL - Inv Rel - At Reported Business Location(s) - Start: 02/2024 - 5 Hr/Mth 6)01/23/2024 - PACK UP THE KIDS, LLC - Real Estate Rental - Inv Rel - Plymouth, MN - Start: 02/2002 7) 02/07/2024 - The Michael Matheson Group - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/31/24 - 0 Hrs/mo.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-11
  • S63 Uniform Securities Agent State Law Examination
    1989-05-11
Designations
Other Names
  • Mike Matheson
  • Michael A Matheson

View on SEC IAPD

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