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Bridget M Bergeron

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grosse Pointe, MI

CRD 1857654

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-04
OH RA APPROVED 2009-12-22
TX RA APPROVED_RES 2009-09-24
  • MI RA
    APPROVED
    Since 2010-05-04
  • OH RA
    APPROVED
    Since 2009-12-22
  • TX RA
    APPROVED_RES
    Since 2009-09-24

Branch Locations

17000 Kercheval Ave, Grosse Pointe, MI 48230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Grosse Point MI 05/2008 Present
  • 05/2008 → Present
    Merrill Lynch
    Grosse Point, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-16
S63 Uniform Securities Agent State Law Examination 1988-10-27
  • S65 Uniform Investment Adviser Law Examination
    2009-12-16
  • S63 Uniform Securities Agent State Law Examination
    1988-10-27
Other Names
  • Bridget Marian Mooney
  • Bridget Marian Bergeron
  • Bridget Marian Mooney

View on SEC IAPD

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