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1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ingalls & Snyder, Llc | New York | NY | 04/2015 | Present |
| Ingalls Investment Management, Llc | New York | NY | 08/2026 | Present |
Employed with Rosenthal Collins, a Futures Commission Merchant with offices located at 216 W Jackson Blvd, Suite 400, Chicago, IL 60606. Position is limited to introduction of potential futures and foreign exchange producers/employees to Rosenthal. The activity will not involve sales of securities to investors or solicitation of customers. Activity will not overlap with any activities conducted for Ingalls. The start date of the activity is October 15, 2017. The approximate number of hours dedicated is estimated to be approximately 30 hours per month which may be during or after securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-03-26 |
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