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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2003-01-03 |
Branch Locations
2938 Columbia Avenue Ste 302, Lancaster, PA 17603-7011 • United States
30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kirkpatrick, Pettis, Smith, Polian Inc. | Harrisburg | PA | 05/1987 | Present |
| Mutual Of Omaha Investor Services, Inc. | Harrisburg | PA | 05/1987 | Present |
(1) INSURANCE SALES-LINES OF AUTHORITY INCLUDE: LIFE AND FIXED ANNUITIES, ACCIDENT AND HEALTH, PROPERTY AND ALLIED LINES, AND CASUALTY AND ALLIED LINES. (2) DBA NAME-J & K SWOPE, INC./J & K SWOPE, INC. IS OUR S-CORPORATION NAME. WHEN I AM PAID COMMISSIONS, MY WIFE KARIN DEPOSITS THAT MONEY INTO A BANK ACCOUNT REGISTERED IN THIS NAME AND THEN PAYS BUSINESS EXPENSES INCLUDING PAYROLL WITH CHECKS DRAWN ON THAT ACCOUNT. (3) Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-16 |
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