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Brian Wayne Gilbert

Advisors Asset Management, Inc.

Monument, CO

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2007-03-08
TX RA APPROVED_RES 2006-09-25
  • CO RA
    APPROVED
    Since 2007-03-08
  • TX RA
    APPROVED_RES
    Since 2006-09-25

Branch Locations

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 04/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-11
S63 Uniform Securities Agent State Law Examination 1988-11-22
  • S65 Uniform Investment Adviser Law Examination
    2007-04-11
  • S63 Uniform Securities Agent State Law Examination
    1988-11-22
Other Names
  • Brian Wayne Gilbert

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

MEREDETH LIAN MCDOWELL IVERSEN
CHRISTOPHER BRIAN REED
JASON JOHN ROQUE
KERRY JOSEPH HILSABECK
BRANDON MICHAEL RIDENOUR
Ryan Patrick Sweeney
Matthew Robert Lang
Jason Neil Brashar

Other Offices

FINANCIAL ACTION, INC. · MONUMENT, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Monument, CO
MWA FINANCIAL SERVICES INC. · Monument, CO
LPL FINANCIAL LLC · MONUMENT, CO
LPL FINANCIAL LLC · MONUMENT, CO
EDWARD JONES · MONUMENT, CO
WELLS FARGO CLEARING SERVICES, LLC · MONUMENT, CO
U.S. BANCORP ADVISORS, LLC · Colorado Springs, CO

More in Monument, CO

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