David Brian Miller

Current Employers

Employment History

• 11/2010 → 08/2019
  Ubs Financial Services Inc
  Hunt Valley, MD
• 08/2019 → Present
  Rbc Capital Markets, Llc.
  Easton, MD
• 04/2020 → Present
  City National Bank
  Easton, MD

Previous Registrations

• 2010-11-17 → 2019-09-02
  Ubs Financial Services Inc.
  Hunt Valley, MD
• 2004-08-20 → 2010-11-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
  Baltimore, MD
  Baltimore, MD
• 1997-09-24 → 2004-08-26
  Morgan Stanley Dw Inc.
  Baltimore, MD

Other Businesses

(1) DAVID MILLER / MUSCIAN / 2349 CAMBRIDGE WALK BALTIMORE , MARYLAND 21224 / MUSICIAN / PRIVATELY HELD / START DATE 01/01/2004 / 16 HRS. (2) Name of Entity - David Miller Address - PO Box 666 St. Michaels, MD 21663 Business Description - Musician Business is not investment related Projected Start Date: 10/01/2004 Capacity: Sole Proprietor Duties Performed: Play Music Hours Devoted to this OBA per Month: 10 Hours Devoted to this OBA during business hours: 0 (3) Name: Archbishop Curley High School board Address: 3701 Sinclair Lane Baltimore, MD 21213 Business Description: High School Business is not investment related Projected Start Date: 10/01/20 Capacity: Board of Directors * Duties Performed: As a member of the board I will be offer advice and vote on a myriad of issues that occur with a private high school and as a member of the finance committee I may offer advice on cash holdings. Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-10-13
• S63 Uniform Securities Agent State Law Examination
  1989-06-27

Designations

Other Names

• Dave Miller