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William Lawrence Garrison

Ameriprise Financial Services, LLC

Leawood, KS

Springfield, MO

Springfield, MO

Springfield, MO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-12-08
  • MO RA
    APPROVED
    Since 2025-12-08

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Springfield, MO • United States

2870 S Ingram Mill Rd Ste D1, Springfield, MO 65804 • United States

Springfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Springfield MO 06/2009 03/2023
Ameriprise Financial Services, Llc Springfield MO 10/2023 Present
Unemployed Springfield MO 04/2023 09/2023
  • 06/2009 → 03/2023
    Morgan Stanley Smith Barney Llc
    Springfield, MO
  • 10/2023 → Present
    Ameriprise Financial Services, Llc
    Springfield, MO
  • 04/2023 → 09/2023
    Unemployed
    Springfield, MO
Previous Registrations
  • 2014-02-06 → 2023-04-04
    Morgan Stanley
    Minneapolis, MN
    Minneapolis, MN
    Chicago, IL
    Wayzata, MN
    Bloomington, MN
    St. Paul, MN
    Springfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-11
S65 Uniform Investment Adviser Law Examination 1999-09-21
S63 Uniform Securities Agent State Law Examination 1995-07-24
  • S66 Uniform Combined State Law Examination
    2025-11-11
  • S65 Uniform Investment Adviser Law Examination
    1999-09-21
  • S63 Uniform Securities Agent State Law Examination
    1995-07-24
Other Names
  • Bill Garrison
  • William L Garrison
  • Bill Lawrence Garrison
  • Bill L Garrison
  • William Garrison

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
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