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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2015-06-18
  • TN RA
    APPROVED
    Since 2015-06-18

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

323 Townepark Circle, Louisville, KY 40243 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Franklin, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premier Capital Management Franklin TN 11/1997 Present
Money Concepts Capital Corp Palm Beach Gardens FL 06/2015 Present
Previous Registrations
Other Businesses

1. PREMIER CAPITAL MANAGEMENT; 1004 PERKINS LANE FRANKLIN, TN 37069; DBA;PRESIDENT; SINCE 11/1997.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-04-28
S65 Uniform Investment Adviser Law Examination 2013-02-12
  • S63 Uniform Securities Agent State Law Examination
    2016-04-28
  • S65 Uniform Investment Adviser Law Examination
    2013-02-12
Other Names
  • Bobby Myers
  • Bubba Myers

View on SEC IAPD

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