James Won Lee

Current Employers

Employment History

• 10/1998 → 10/2025
  Lee Investment Management Llc
  Saratoga Springs, NY
• 10/2025 → Present
  Concurrent Investment Advisors, Llc
  Saratoga Springs, NY
• 10/2025 → Present
  Lee Wealth Management
  Saratoga Springs, NY

Previous Registrations

• 2021-08-23 → 2025-11-21
  Lee Investment Management Llc
  Saratoga Springs, NY

Other Businesses

Greenfield Economic Development Loan Fund; No; Greenfield, NY; Consulting; Administrator; 01/2006; 2 hrs/month; None; Administer a revolving loan fund for the Town of Greenfield. I monitor existing loans and help new applicants through the loan process. Mr. Lee serves as the 2025 Chairman of the FPA Political Action Committee. This activity accounts for 3 hours of his time per month during trading hours. Lee Wealth Management; Investment Related: Yes; 63 Putnam St, Suite 202, Saratoga Springs, NY 12866; Owner; LLC; Advisor; 10/15/2025; 160 hrs/mo; 140 trading hrs/mo; DBA under which name advisory business will be conducted. Lee Investment Management LLC; Investment Related: No; 63 Putnam St, Suite 202, Saratoga Springs NY 12866; Support Company; Owner/President; 10/1998; 0-5 hrs/mo; 0 trading hrs/mo; Support Company into which production from Advisory services will be pad and general business administration will be conducted. Lee Investment Holdings, LLC; Investment Related Yes; 63 Putnam St, Suite 202, Saratoga Springs, NY 12866; Support Company Owner; 10/2025; Less than 1% of time monthly

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-28
• S63 Uniform Securities Agent State Law Examination
  1997-07-02

Designations