Richard Alan Rosenbusch

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-21

NY RA
APPROVED

Since 2021-05-21

Branch Locations

77 Broadway Ste A, Amityville, NY 11701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard A Rosenbusch Cpa Pl	Amityville	NY	01/1985	Present
Cetera Financial Specialists Llc	Schaumburg	IL	08/1999	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2001	Present
Lam-Rose Realty Llc	Amityville	NY	10/1998	Present
Busch Builders Inc.	Amityville	NY	10/2013	12/2021
Wilson Hamden Corp.	Amityville	NY	09/2007	04/2022
Narrasketuck Creek Llc	Amityville	NY	10/2015	Present
Greenwood Union Llc	Amityville	NY	10/2015	04/2022
Rose-Garten Realty Llc	Amityville	NY	09/2012	01/2022
Nautilus Holdings Inc	Amityville	NY	08/2009	12/2020
Jrs Enterprises Inc	Amityville	NY	12/2015	Present
Gr & Rr Holdings Llc	Amityville	NY	03/2017	12/2022
Lam Rose Holdings Llc	Amityville	NY	03/2017	12/2021

01/1985 → Present

Richard A Rosenbusch Cpa Pl

Amityville, NY
08/1999 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
09/2001 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
10/1998 → Present

Lam-Rose Realty Llc

Amityville, NY
10/2013 → 12/2021

Busch Builders Inc.

Amityville, NY
09/2007 → 04/2022

Wilson Hamden Corp.

Amityville, NY
10/2015 → Present

Narrasketuck Creek Llc

Amityville, NY
10/2015 → 04/2022

Greenwood Union Llc

Amityville, NY
09/2012 → 01/2022

Rose-Garten Realty Llc

Amityville, NY
08/2009 → 12/2020

Nautilus Holdings Inc

Amityville, NY
12/2015 → Present

Jrs Enterprises Inc

Amityville, NY
03/2017 → 12/2022

Gr & Rr Holdings Llc

Amityville, NY
03/2017 → 12/2021

Lam Rose Holdings Llc

Amityville, NY

Other Businesses

1) NAME :RICHARD A ROSENBUSCH, CPA PL INV. RELATED: NO; SAME AS REGISTERED LOCATION BUSINESS:ACCOUNTING & TAX SERVICES START:1/1985 APX # OF HOURS PER WEEK:VARIES APX # OF TRADING HOURS PER WEEK:VARIES POS:PRESIDENT ; DUTIES:BUSINESS MANAGEMENT 2) NAME: N/A INV. RELATED: NO; ADDRESS:VARIES NATURE OF BUSINESS:RENTAL PROPERTIES START DATE:VARIES APX # OF HOURS PER WEEK:VARIES APX # OF TRADING HOURS PER WEEK:VARIES POS:CO-OWNER ; DUTIES:MANAGEMENT 3) NAME: LAM-ROSE REALTY LLC INV. RELATED: NO ; SAME AS REGISTERED LOCATION NATURE OF BUSINESS:REAL ESTATE HOLDING START DATE:10/1998 APX # OF HOURS PER WEEK:VARIES APX # OF TRADING HOURS PER WEEK:VARIES POSITION/TITLE/RELATIONSHIP:PRESIDENT ; DUTIES:BUSINESS MANAGEMENT 4) NAME: NARRASKETUCK CREEK LLC INV. RELATED: NO ;SAME AS REGISTERED LOCATION NATURE OF BUSINESS:SPEC HOME CONSTRUCTION START DATE:10/2015 APX # OF HOURS PER WEEK:VARIES APX # OF TRADING HOURS PER WEEK:VARIES POS:PRESIDENT ; DUTIES:BUSINESS MANAGEMENT 5) NAME: JRS ENTERPRISES INC INV. RELATED: NO ; SAME AS REGISTERED LOCATION NATURE OF BUSINESS:SPEC HOME BUILDING START DATE:12/2015 APX # OF HOURS PER WEEK:VARIES APX # OF TRADING HOURS PER WEEK:VARIES POS:PRESIDENT ; DUTIES:BUSINESS MANAGEMENT 6) NAME: 226 NAPOLI LLC; INV. RELATED:NO; SAME AS REGISTERED LOCATION; NATURE OF BUSINESS:RENTAL PROPERTY; START DATE:02/2020; POSITION/TITLE/RELATIONSHIP:OWNER; APX # OF HOURS PER WEEK:1; APX # OF HOURS DURING TRADING HOURS:1 ; DUTIES:RENTAL PROPERTY; 7) NAME: 384 SCUDDER AVE CORP; INV. RELATED:NO; SAME AS REGISTERED LOCATION; NATURE OF BUSINESS:RESIDENTIAL CONSTRUCTION; POSITION/TITLE/RELATIONSHIP:OWNER / PRESIDENT; START DATE:09/2020; APX # OF HOURS PER WEEK:14; APX # OF HOURS DURING TRADING HOURS:14; DUTIES:SINGLE FAMILY HOME;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-01-18

S63 Uniform Securities Agent State Law Examination

1996-01-18