Ronald James Pirro

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 06/2025
  B. Riley Wealth Management
  Mayfield Heights, OH
• 07/2022 → 06/2025
  B. Riley Wealth Advisors, Inc.
  Mayfield Heights, OH
• 06/2025 → Present
  Cetera Wealth Services Llc
  El Segundo, CA
• 06/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-08-29 → 2025-07-10
  B. Riley Wealth Advisors, Inc.
  Mayfield Heights, OH
• 2007-03-01 → 2022-12-31
  B. Riley Wealth Management
  Mayfield Heights, OH
  Memphis, TN
• 2005-12-05 → 2007-03-01
  Capital Securities Of America, Inc.
  Mayfield Heights, OH

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/1991; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: PIRRO FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 09/2011; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR, HELPING CLIENTS MANAGE THEIR WEALTH;

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-08-07
• S63 Uniform Securities Agent State Law Examination
  1988-08-05

Other Names

• Ron Pirro