Jose Alberto Chaves

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2020-03-26

PR RA
APPROVED

Since 2020-03-26

Branch Locations

Guaynabo, PR • United States

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Painewebber Incorporated	Hato Rey	PR	05/1988	Present
Ubs Financial Services Inc.	Guaynabo	PR	05/1988	Present

05/1988 → Present

Painewebber Incorporated

Hato Rey, PR
05/1988 → Present

Ubs Financial Services Inc.

Guaynabo, PR

Other Businesses

DESARROLLADORA JR. GUAYNABO, PR 00966. NOT INVESTMENT RELATED. BUSINESS - PURCHASE OF REAL ESTATE. TITLE - PRESIDENT. START DATE - 05/11/2002. 1 HR PER MONTH. DUTIES - PAY BILLS RELATED TO BUSINESS. Liga Civica de Terrazas de Tintillo / Calle 1 #15 Terrazas de Tinitllo Guaynabo,PR 00966 / Other/ Other Residential Association / Administrate the gated service/ access control equipment to the stree / Member of Board of Directors / / Treasurer in charge of the monthly maintenance fee collection and payments to vendor / Start Date 10/12/2016/ Non Profit Corporation /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-13
S63	Uniform Securities Agent State Law Examination	1988-11-05

S65 Uniform Investment Adviser Law Examination

1996-11-13
S63 Uniform Securities Agent State Law Examination

1988-11-05

Other Names

Jose A Chaves Carbia
Jose Alberto Chaves Carbia

View on SEC IAPD