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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-08
TX RA APPROVED_RES 2026-01-07
VA RA APPROVED 2016-11-10
  • NC RA
    APPROVED
    Since 2026-01-08
  • TX RA
    APPROVED_RES
    Since 2026-01-07
  • VA RA
    APPROVED
    Since 2016-11-10

Branch Locations

644 Independence Parkway Suite 300, Chesapeake, VA 23320 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Chesapeake VA 07/2016 10/2016
Msi Financial Chesapeake VA 07/2016 10/2016
Lpl Financial, Llc Chesapeake VA 11/2016 Present
Independent Advisor Alliance, Llc Chesapeake VA 11/2016 Present
  • 07/2016 → 10/2016
    Mass Mutual
    Chesapeake, VA
  • 07/2016 → 10/2016
    Msi Financial
    Chesapeake, VA
  • 11/2016 → Present
    Lpl Financial, Llc
    Chesapeake, VA
  • 11/2016 → Present
    Chesapeake, VA
Previous Registrations
  • 1997-10-10 → 2016-11-14
    Msi Financial Services, Inc.
    Virginia Beach, VA
    Chesapeake, VA
Other Businesses

1) 11/09/2016 - Blackbridge Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/9/2016 - 74 hr/mth 2) 11/09/2016 - no business name - Non-Variable Insurance - sells Dental and group disability income, disability, fixed annuities, life/accident/health, long-term care, medicare related products - start: 4/1/2013 - 4 hr/mth 3) 12/8/2016 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/9/2016 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 140 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/8/2016 - Independent Advisor Alliance - DBA: (Hybrid) Blackbridge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/9/2016 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 140 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 4/3/2018 - ARK Financial LLC - Investment Related - 676 Independence Pkwy, Ste 130 Chesapeake Va 23320 - Business Entity For Tax/Investment Purposes Only - Start Date:2/13/2018 - 160 Hours Per Month/120 Hours During Trading. 6) 10/18/2021 - Ark Orchards LLC - Not Investment Related - 15966 Quaker Pt, Windsor, VA 23487 (Residence) - Other-Peach Orchard - Started 07/01/2021 - 8 Hours Per Month/0 Hours During Securities Trading - Owner and operator of a small peach orchard. 7) 1/28/2022 - Ark Holdings 644 LLC - Not Investment Related - 644 Independence Pkwy, Ste 300 Chesapeake, VA 23320 - Business Entity For Tax/Investment Purposes Only - Start Date: 12/31/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 8) 05/04/2023 - No Business Name - Investment Related - Corolla, NC - Real Estate Rental - Start Date 03/24/2023 - 20 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-21
S63 Uniform Securities Agent State Law Examination 1988-08-16
  • S65 Uniform Investment Adviser Law Examination
    1997-07-21
  • S63 Uniform Securities Agent State Law Examination
    1988-08-16
Designations

View on SEC IAPD

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