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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-02-05 |
| OH | RA | APPROVED | 2026-02-03 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Nolensville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Portfolio Advisors | Dayton | OH | 09/1993 | 10/2023 |
| Capital Portfolio Insurance Brokerage, Llc | Centerville | OH | 01/2014 | 06/2024 |
| Capital Portfolio Advisors, Inc. | Centerville | OH | 02/2003 | 10/2023 |
| Gries Financial Llc | Cleveland | OH | 10/2023 | 01/2026 |
| Arax Advisory Partners, Llc | Denver | CO | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-08-26 |
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