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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-06-03 |
| TX | RA | APPROVED_RES | 2022-05-10 |
Branch Locations
2870 S Ingram Mill Rd Ste D1, Springfield, MO 65804 • United States
Springfield, MO • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Springfield | MO | 05/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Springfield | MO | 11/2016 | 05/2022 |
| Ameriprise Financial Services, Llc | Springfield | MO | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-23 |
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