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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-12 |
| CT | RA | APPROVED | 2020-08-12 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Boston | MA | 10/2014 | 08/2019 |
| Morgan Stanley | Boston | MA | 10/2019 | Present |
| Unemployed | Salem | MA | 08/2019 | 10/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-21 |
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