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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-07-17
MA RA APPROVED 2000-09-15
  • FL RA
    APPROVED
    Since 2009-07-17
  • MA RA
    APPROVED
    Since 2000-09-15

Branch Locations

780 Fifth Avenue South, Suite 200, Naples, FL 34102 • United States

10 Commerce Way Suite 1, Raynham, MA 02767 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alfred Fraga Clu Chfc Ria Taunton MA 06/1982 Present
Commonwealth Financial Network Waltham MA 06/1988 Present
Other Businesses

1. Fixed insurance sales, as an Agent, under the name 'Fraga Wealth Management Group'; As of 1987; Less than 5% time spent during business hours; Conducted at branch; Investment related. 2. Trustee for various Trusts; as of 1997, 1% of time spent during business hours, Conducted at branch; Not investment related. 3. Attorney/Sole Proprietor, 'Law Office of Christopher A. Fraga', offering estate planning and legal services; As of 06/1995; 50% time spent during business hours; Conducted at branch; Not investment related. 4. Limited POA, Non-Client; Located in Naples, FL, as of 02/27/2026; 1% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-09-30
  • S63 Uniform Securities Agent State Law Examination
    1988-09-30
Designations

View on SEC IAPD

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