Glenn Arthur Duphiney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Lpl Financial Llc
  Denville, NJ

Previous Registrations

• 2008-01-01 → 2008-07-01
  Wells Fargo Clearing Services, Llc
  Mountain Lakes, NJ
• 2004-08-19 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Rockaway, NJ
  Rockaway, NJ
  St. Louis, MO

Other Businesses

1. 06/03/2008 - Duphiney Financial Network - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 03/06/2009 - OTHER-INDEPENDENT FILM - MARCONI BROS., LLC - I INVESTED (WITH PERMISSION FROM MY PREVIOUS BROKER/DEALER AG EDWARDS) IN MY BROTHER IN LAW'S FILM. I INVESTED $6,000 BACK IN JUNE 2005 AND IT WAS SET UP AS AN LLC. THE FILM HAS NOT BEEN SUCCESSFUL IN FINDING A BUYER AND HAS YET TO RETURN ANYTHING. - TIME SPENT 0%. 3. 1/10/2013 - REAL ESTATE RENTAL - FAMILY VACATION HOME WAS GIFTED TO ME AND MY 3 SIBLINGS, GERARD DUPHINEY, JOHN PAUL DUPHINEY & DEBORAH RUSS. WE WILL LIKELY RENT THE HOME FOR SOME WEEKS OF THE YEAR TO COVER EXPENSES OF THE PROPERTY. - TIME SPENT 1% - LAKEVILLE, PA 4. 04/08/13 - REAL ESTATE RENTAL - DRAREG & NNELG, LLC - 2% OF TIME SPENT - THIS IS A REAL ESTATE HOLDING COMPANY FOR OUR LPL AFFILIATED DBA OF DUPHINEY FINANCIAL NETWORK. WE INTEND TO PURCHASE A BUILDING FOR DUPHINEY FINANCIAL NETWORK TO OPERATE IN AND CONDUCT DAILY BUSINESS. - DENVILLE, NJ 5.04/17/2014- OFF BOOK IMPROV-OTHER-PART TIME ACTOR-OCCASIONAL PERFORMANCES IN THE TRI-STATE AREA.- TIME SPENT 1% - DENVILLE, NJ 6. 09/02/2021 - No Business Name - Investment Related - Riviera Beach, Florida 33404 - Real Estate Rental - Start Date: 07/07/2021 - 2 Hours Per Month/1 Hour During Securities Trading - Purchasing a new construction condo for both rental income as well as personal use. 7. 08/16/2022- DUPHINEY HOLDINGS II, LLC- Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only-Start Date- 07/31/2022- 5 Hours Per Month/ 5 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-08-18
• S63 Uniform Securities Agent State Law Examination
  1993-12-17

Designations

• Certified Financial Planner