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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED | 2023-05-05 |
Branch Locations
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 02/2013 | 05/2023 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 05/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2023 | Present |
*OBI - 556518 - Loyola High School ; Investment related - No ; Los Angeles, California ; Education ; Finance Committee(proprietor, partner, officer, director, employee, trustee, agent) ; 9/2006 ; During business hours : 0 ; After business hours : 1 ; Opine on the overall financial condition of the school as well as the annual budget *OBI - 556520 - Naturally Los Angeles ; Investment related - No ; West Hills, California ; Education ; Advisory Board(proprietor, partner, officer, director, employee, trustee, agent) ; 2/2023 ; During business hours : 0 ; After business hours : 1 ; Help to foster the growth and exposure of the Naturally LA community
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-19 |
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