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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-18 |
Branch Locations
2001 Butterfield Rd Ste 800, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Burbank | IL | 10/2013 | 12/2019 |
| Pruco Securities, Llc. | Downers Grove | IL | 12/2019 | 07/2024 |
| Prudential Insurance Company Of America | Downers Grove | IL | 12/2019 | 07/2024 |
| Nylife Securities Llc | Downers Grove | IL | 08/2024 | Present |
| New York Life Insurance Company | Downers Grove | IL | 07/2024 | Present |
| Eagle Strategies Llc | Downers Grove | IL | 05/2025 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 16419 Grant Ave Orland Park Il 60467\; start 06/2024; commissions; 5 hours per month, 0 hours during securities trading hours; insurance related] [Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products; 16419 Grant Ave Orland Park Il 60467; start 11/1988; commissions; 5 hours per month, 0 hours during securities trading hours; insurance related]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-16 |
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