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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-09
MI RA APPROVED 2010-07-02
  • TX RA
    APPROVED
    Since 2020-12-09
  • MI RA
    APPROVED
    Since 2010-07-02

Branch Locations

Lexington, MI • United States

700 Tower Dr Ste 200, Troy, MI 48098-2839 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Express Financial Advisors Inc. Chicago IL 08/1992 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Other Businesses

Real Estate Ownership; Condo at a resort so I think it is both commercial and multi family. Not sure. No one lives there; Sawtooth Bldg 4 at Shanty Creek Summit Village, Bellaire, MI, ,; ; / vacation timeshare; Links Golf and Raquet club Myrtle Beach South Carolina, ,; ; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-27
  • S63 Uniform Securities Agent State Law Examination
    1988-07-27
Other Names
  • Mary E Glidden

View on SEC IAPD

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