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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2006-11-15 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
Rockaway, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Rockaway | NJ | 08/1997 | Present |
| Principal Securities Inc | Rockaway | NJ | 03/2016 | Present |
***SWAG NETWORK GROUP. 08/01/2014. FOUND, NON-PROFIT. ***Sunkissed Photos by Maribel; Not Investment Related; PARSIPPANY, NJ; Owner/Photographer; trade name has been registered for a photography business, no compensation has been collected, website is being created; Start Date: 05/08/2019; 32 hrs per month; 0 during trading hours. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/06/2022 ADDRESS: 300 Interpace Parkway C 210,Principal Financial Group,, Parsippany NJ 07054, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-03 |
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