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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| CA | RA | APPROVED | 2024-10-11 |
| NC | RA | APPROVED | 2024-10-11 |
| PA | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios | Newtown | PA | 09/2001 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. AP LIFE INSURANCE SALE NON SECURITIES RELATED SELLING TERM LIFE INSURANCE DEVOTES 2-5 HRS PER MONTH, LESS THAN 1 HR DURING MARKET HRS. 09/20/11 2. NO BUSINESS NAME/ NEIL AHEARN POSITION: life insurance I NATURE: I sell term insurance thru an Insurance broker INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2004 ADDRESS: 12 penns trtail, Newtown PA 18940, United States DESCRIPTION: sell term life insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-04 |
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