Steven B Sanders

Current Employers

Employment History

• 01/2006 → Present
  Osaic Wealth, Inc. (Previously Royal Alliance Associates)
  Tarrytown, NY
• 04/1994 → Present
  Sanders Smith Limited
  Tarrytown, NY

Previous Registrations

• 2002-07-15 → 2006-03-02
  National Planning Corporation
  Tarrytown, NY
  Brooklyn, NY
  Fort Mill, SC
  Bronxville, NY
  Goshen, NY
  Danbury, CT

Other Businesses

1. OSAIC WEALTH, INC POSITION: REGISTERED REPRESENTATIVE - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/12/2006 ADDRESS: 120 White Plains Rd. Tarrytown, NY 10591, United States DESCRIPTION: Sale of commission-based securities products 2. OSAIC WEALTH, INC POSITION: Investment Adviser Representative - INVESTMENT RELATED, NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/12/2006 ADDRESS: 120 White Plains Rd. Tarrytown, NY 10591, United States DESCRIPTION: Provide investment management and financial planning for clients that includes estate, business continuity and retirement planning. 3. NATIONWIDE, PRUDENTIAL, VARIOUS OTHER INSURANCE COMPANIES POSITION: Insurance Agent ADDRESS: 120 White Plains Rd. Tarrytown, NY 10591, United States DESCRIPTION: Sale of traditional insurance products to clients, i.e., term life, universal life, disability income and long-term care.

Exams

• S66 Uniform Combined State Law Examination
  2021-11-05
• S63 Uniform Securities Agent State Law Examination
  1988-08-19