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Christopher Lee Baugh

Newedge Advisors

Bozeman, MT

New Orleans, LA

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2025-12-26
LA RA APPROVED 2024-12-23
ID RA APPROVED 2024-12-19
AR RA APPROVED_RES 2024-08-19
TX RA APPROVED_RES 2024-03-20
  • MT RA
    APPROVED
    Since 2025-12-26
  • LA RA
    APPROVED
    Since 2024-12-23
  • ID RA
    APPROVED
    Since 2024-12-19
  • AR RA
    APPROVED_RES
    Since 2024-08-19
  • TX RA
    APPROVED_RES
    Since 2024-03-20

Branch Locations

Bozeman, MT • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Santa Rosa Beach FL 09/2005 03/2024
Raymond James Financial Services Advisors, Inc Santa Rosa Beach FL 01/2009 03/2024
Efr Llc Bono AR 01/2014 01/2018
Cbjb Inc Santa Rosa Beach FL 04/2016 03/2024
Baugh Adams Financial Little Rock AR 06/2019 01/2024
Cbjb Inc Dba Wealth Stewards Miramar FL 02/2024 03/2024
Baugh Financial Santa Rosa Beach CA 05/2011 03/2024
Newedge Advisors, Llc. New Orelans LA 03/2024 Present
  • 09/2005 → 03/2024
    Raymond James Financial Services, Inc
    Santa Rosa Beach, FL
  • 01/2009 → 03/2024
    Santa Rosa Beach, FL
  • 01/2014 → 01/2018
    Efr Llc
    Bono, AR
  • 04/2016 → 03/2024
    Cbjb Inc
    Santa Rosa Beach, FL
  • 06/2019 → 01/2024
    Baugh Adams Financial
    Little Rock, AR
  • 02/2024 → 03/2024
    Cbjb Inc Dba Wealth Stewards
    Miramar, FL
  • 05/2011 → 03/2024
    Baugh Financial
    Santa Rosa Beach, CA
  • 03/2024 → Present
    Newedge Advisors, Llc.
    New Orelans, LA
Previous Registrations
  • 2009-01-02 → 2024-03-19
    Jonesboro, AR
    Jonesboro, AR
    Little Rock, AR
    Littlerock, AR
    Santa Rosa Beach, FL
  • 2005-09-19 → 2009-01-02
    Raymond James Financial Services, Inc.
    Forrest City, AR
    Jonesboro, AR
    Miramar, FL
    Jonesboro, AR
    Bozeman, MT
    Little Rock, AR
Other Businesses

1. CBJB Investments LLC; Not Investment Related; Little Rock, AR; Real Estate Rental; Owner; 05/2023; 1 total hrs; 0 trading hrs; landlord duties 2. CBJB Inc dba Wealth Stewards; Investment Related; Little Rock, AR; support company; Owner; 05/2011; 81 total hrs; 81 trading hrs; drafting deferred compensation plans as a 3rd party administrator 3. Faithful Servants of the Trinity LLC; Not Investment Related; Bozeman, MT; holding company; Owner; 03/2013; 1 total hrs; 1 trading hrs; Holding company for sub entities 4. Four Cowboys Ranch; Not Investment Related; Bozeman, MT; Livestock Management and ranching; Co-manager; 04/2021; 10 total hrs; 1 trading hrs; livestock management and ranching 5. Two Girls Organics, LLC; Not Investment Related; Bozeman, MT; Real Estate; Co-manager; 05/2021; 1 total hrs; 1 trading hrs; being the registered agent 6. NewEdge Advisors, LLC dba Wealth Stewards; Investment Related; Bozeman, MT; Investment Advisor Representative; 03/2024; 160 total hrs; 160 trading hrs 7. Beloved Widows Support Foundation; Investment Related; Forrest City, AR; Non-profit; Director; 10/2023; 1 total hrs; 1 trading hrs; fundraising to support widows of ministers who need financial assistance and financial planning 8. BOAF, LLC DBA Birds Of A Feather; Not Investment Related; Bozeman, MT; Retail Art Sales; Custodian for minor children; 04/2025; 1 total hrs; 1 trading hrs; as the custodian are to advise and sign on the minor's behalf 9. Wealth Wise West LLC dba Wealth Wise Realty Estate Group, Wealth Wise Coastal; Not Investment Related; Tetonia, ID; Real estate; Owner/agent; 01/2026; 10 total hrs; 0 trading hrs; representing clients as a real estate agent in Idaho and Florida 10. Tru Choice Financial Insurance; Investment Related; Little Rock, AR; Insurance; Licensed Insurance Agent; 09/2024; 1 total hrs; 1 trading hrs; identifying client needs for life insurance and selling fixed policies 11. Heroes and Horses; Not Investment Related; Manhattan, MT; 501c3; Treasurer & Board Member; 06/2026; 2 total hrs; 0 trading hrs; reviewing matters pertaining to the board including growth and management, as well as voting on motions brought to the board - he does not have access to accounts or funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-02
  • S66 Uniform Combined State Law Examination
    2000-05-02
Other Names
  • Chris Baugh

View on SEC IAPD

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