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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-26 |
Branch Locations
65-B Monroe Avenue Pittsford Village Green, Pittsford, NY 14534 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sage, Rutty & Co, Inc. | Rochester | NY | 02/2016 | 11/2020 |
| Sagepoint Financial, Inc. | Rochester | NY | 11/2020 | 09/2023 |
| Osaic Wealth, Inc. | Rochester | NY | 09/2023 | 08/2024 |
| Peak Brokerage Services, Llc | Jupiter | FL | 08/2024 | 06/2026 |
| Independent Solutions Wealth Management, Llc | Williamsville | NY | 08/2024 | 06/2026 |
| Lpl Financial | Rochester | NY | 06/2026 | Present |
1. 05/2026 - O'Grady & associates, Inc. - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/1/2026 2. 05/2026 - PINA FORMICOLA - Non-Variable Insurance - Inv Related – 8 Hour(s)/Month – 2 Hour(s) During Trading – Rochester, NY, 14623 – OBA Start Date: 11/09/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-23 |
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