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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2024-07-24 |
Branch Locations
200 Auburn Folsom Rd Ste 200, Auburn, CA 95603-5031 • United States
2650 Larkspur Ln Ste G, Redding, CA 96002 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Auburn | CA | 10/2005 | Present |
| Strategic Wealth Advisors Group | Auburn | CA | 06/2015 | 06/2022 |
| Mariner Independent Advisor Network | Auburn | CA | 06/2022 | 07/2024 |
1. 10/23/2007 - DBA ONLY - AWA WEALTH MANAGEMENT, LLC - USE AWA WEALTH MANAGEMENT FOR LPL SECURITIES BUSINESS AND AWALLC.COM AS OUR WEBSITE. - CARSON CITY, NV 2. 01/22/2015 - DERRICK ANDREWS - NON-VARIABLE INSURANCE - INSURANCE AGENT - TIME SPENT 10 HOURS PER MONTH - AUBURN, CA 3. 2/16/2023 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Estate Panning Services - Start Date - 01/03/2022 - 4 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-03 |
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