David Whitcomb Karr

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-18
PA	RA	APPROVED	2002-08-22

NY RA
APPROVED

Since 2021-05-18
PA RA
APPROVED

Since 2002-08-22

Branch Locations

1345 Avenue Of The Americas, New York, NY 10105 • UNITED STATES

Southampton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	07/1988	06/2020
Karr Barth Financial Planning, Inc.	Bala Cynwyd	PA	03/2005	Present
Equitable Advisors, Llc	New York	NY	07/1988	Present

07/1988 → 06/2020

Axa Advisors, Llc

New York, NY
03/2005 → Present

Karr Barth Financial Planning, Inc.

Bala Cynwyd, PA
07/1988 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2007-07-31 → 2014-11-05

Karr Barth Financial Planning, Inc.

Bala Cynwyd, PA

Other Businesses

George Karr Family - administrator or executor of an estate or trustee of a trust.Donald Karr Trust - administrator or executor of an estate or trustee of a trust.PlanMember Services - Member of Board of Trustees - Carpinteria, CA - Start 10/2024 - 1 HR/MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-24
S63	Uniform Securities Agent State Law Examination	1988-07-06

S65 Uniform Investment Adviser Law Examination

1999-05-24
S63 Uniform Securities Agent State Law Examination

1988-07-06

Designations

View on SEC IAPD