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Joseph Brian Fuqua

Granite Capital

Oakland, CA

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Current Employers
Granite Capital

5707 Redwood Rd., Suite 3, Oakland, CA 94619 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-01-18
  • CA RA
    APPROVED
    Since 2007-01-18

Branch Locations

5707 Redwood Rd., Suite 3, Oakland, CA 94619 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banc Of America Securities Llc Charlotte NC 10/1998 Present
Granite Capital Management, Llc Oakland CA 05/2000 Present
  • 10/1998 → Present
    Banc Of America Securities Llc
    Charlotte, NC
  • 05/2000 → Present
    Granite Capital Management, Llc
    Oakland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-09
  • S65 Uniform Investment Adviser Law Examination
    2007-01-09
Other Names
  • Joe Fuqua

View on SEC IAPD

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Daire Peter Heneghan
Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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