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Current Employers
Xml Financial Group

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-25
NJ RA APPROVED 2023-05-15
FL RA APPROVED 2022-12-06
PA RA APPROVED 2022-07-01
  • TX RA
    APPROVED_RES
    Since 2026-08-25
  • NJ RA
    APPROVED
    Since 2023-05-15
  • FL RA
    APPROVED
    Since 2022-12-06
  • PA RA
    APPROVED
    Since 2022-07-01

Branch Locations

Delray Beach, FL • United States

500 Office Center Drive, Suite 103,, Fort Washington, PA 19034 • United States

Longport, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Fort Washington PA 05/2012 07/2022
Xml Financial, Llc Fort Washington PA 07/2022 Present
Xml Securities, Llc Fort Washington PA 07/2022 Present
Previous Registrations
Other Businesses

7/2022 BR Financial Associates Management Company, LLC, management company for XML Financial, LLC and XML Securities, LLC, located at XML headquarters, principal 10hr/month/trading. 8/2023 FFL Investments, LLC, Lafayette Hill, PA 19444 ,co-owner of entity used for personal, passive private investments. 1hr/month/trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
S63 Uniform Securities Agent State Law Examination 1991-01-30
  • S66 Uniform Combined State Law Examination
    2022-11-21
  • S63 Uniform Securities Agent State Law Examination
    1991-01-30

View on SEC IAPD

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