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6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-25 |
| NJ | RA | APPROVED | 2023-05-15 |
| FL | RA | APPROVED | 2022-12-06 |
| PA | RA | APPROVED | 2022-07-01 |
Branch Locations
Delray Beach, FL • United States
500 Office Center Drive, Suite 103,, Fort Washington, PA 19034 • United States
Longport, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Fort Washington | PA | 05/2012 | 07/2022 |
| Xml Financial, Llc | Fort Washington | PA | 07/2022 | Present |
| Xml Securities, Llc | Fort Washington | PA | 07/2022 | Present |
7/2022 BR Financial Associates Management Company, LLC, management company for XML Financial, LLC and XML Securities, LLC, located at XML headquarters, principal 10hr/month/trading. 8/2023 FFL Investments, LLC, Lafayette Hill, PA 19444 ,co-owner of entity used for personal, passive private investments. 1hr/month/trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-30 |
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